The Private Market Cloud for Dealers
Private Market Cloud from 1to1Real provides all the tools needed to be Compliant, Private, Secure, Cloud based & Mobile with our accurate and audit ready back-office operations. With version control, KYC, KYP training and OM’s are always kept up to date. Plus, our recent upgrades to our reporting function makes compliance easier than ever. Don't fear CRM2, get ahead and help set your firm apart.
We offer the ability to export investors contact information to do a direct comparison with the AML list. Getting on to the Cloud is easy with our BIPED® (Business in Process Enterprise Design) program!
“In our compliance reviews, we identified some EMDs that had sold exempt securities to non-AIs without adequate processes in place to assess whether the investors were AIs, or whether other prospectus exemptions were available”
– Canadian Securities Commission
The Private Market Cloud for Dealers optimizes your business for the online world of private equity, with our back office end-to-end solution to an online portal.
- Issuer on boarding
- KYC Generation
- KYP Training Tools
- AML assistance
- 100% of your data is securely stored in Canada
- Role and permission based application
- Process technology driven
- Improved Transparency on Dealing Representatives
- Robust Customer Relationship Management Engine
- Fully GRC and CRM2 compliant